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Compliance ManagerAdministrator
INTERNAL AUDIT
Plan, execute, and monitor internal audits to ensure compliance and drive continual improvement.
Home › Internal Audit
24 May 202409:32 AM
Planned Audits
28
12% vs last month
Completed Audits
16
18% vs last month
Open Findings
42
8% vs last month
Overdue CAPA
9
50% vs last month
Audit Score (Avg)
87%
6% vs last month
Evidence Collection Rate
78%
10% vs last month
Audit Schedule
May 2024
SunMonTueWedThuFriSat282930123456789101112131415161718192021222324252627282930311
Audit Scheduled Audit In Progress Audit Completed
Audit Progress by Department
% Complete
Information Security
92%
IT Operations
75%
Finance
68%
Human Resources
60%
Sales & Marketing
45%
Facilities
40%
Legal & Compliance
35%
R&D
25%
0%25%50%75%100%
Completed In Progress Not Started
Findings by Severity
- Critical7 (17%)
- High12 (29%)
- Medium15 (36%)
- Low6 (14%)
- Informational2 (4%)
Corrective Actions Status
- Completed29 (50%)
- In Progress20 (34%)
- Overdue9 (16%)
Upcoming Audit Tasks
Pre-Audit Review – IS-2024-005
Review scope and objectives
Audit Execution – IT Operations
Conduct on-site audit
Evidence Collection – Finance
Collect access control evidence
CAPA Follow-up – HR-2024-002
Verify corrective action
Recent Audit Observations
Critical
May 22, 2024
Inadequate access review process for privileged accounts.
IS-2024-004 · Information Security
High
May 20, 2024
Missing encryption on backup data stored offsite.
IS-2024-003 · IT Operations
Medium
May 19, 2024
User access recertification not performed on time.
FIN-2024-002 · Finance
Auditor Workload
| Auditor | Assigned Audits | In Progress | Upcoming | Capacity |
|---|---|---|---|---|
JA James Anderson Lead Auditor | 6 | 2 | 2 | |
SJ Sarah Johnson Senior Auditor | 5 | 1 | 2 | |
MB Michael Brown Auditor | 4 | 1 | 1 | |
ED Emily Davis Auditor | 3 | 0 | 1 | |
DW Daniel Wilson Auditor | 2 | 0 | 1 |
Audit & Finding Register
| Audit ID | Audit Name | Department | Lead Auditor | Planned Date | Finding Count | Severity | Status | Next Action | Actions | ||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Total | Critical | High | Medium | Low | |||||||||
| IS-2024-005 | Access Control Audit | Information Security | JA James Anderson | May 27, 2024 | 8 | 2 | 3 | 2 | 1 | In Progress | Audit Execution May 27, 2024 | ||
| IT-2024-004 | Network Security Audit | IT Operations | SJ Sarah Johnson | Jun 3, 2024 | 5 | 1 | 2 | 1 | 1 | Planned | Pre-Audit Review May 30, 2024 | ||
| FIN-2024-003 | Payment Data Audit | Finance | MB Michael Brown | May 28, 2024 | 6 | 0 | 2 | 3 | 1 | In Progress | Evidence Collection May 28, 2024 | ||
| HR-2024-002 | HR Data Privacy Audit | Human Resources | ED Emily Davis | May 21, 2024 | 3 | 0 | 1 | 1 | 1 | Completed | CAPA Verification May 23, 2024 | ||
| FAC-2024-001 | Physical Security Audit | Facilities | DW Daniel Wilson | May 15, 2024 | 2 | 0 | 0 | 1 | 1 | Completed | Report Review May 17, 2024 | ||